A federal trial court readily concluded that settlement agreements and settlement negotiations were protected from discovery by a mediation privilege if they took place in mediation, but were not protected if they occurred outside mediation. The court noted that most courts recognize a federal common law mediation privilege, and that the U.S. Court of Appeals for the Federal Circuit had observed that all states have apparently enacted a mediation privilege, while there is no state consensus regarding...
The latest results from YouGov show that most Americans (55%) think that they are smarter than the average American - meaning that the average American thinks that they are smarter than the average American. A third of the country (34%) say that they are about as smart as the average person, while only 4% say that they are less intelligent than average Americans. People with higher levels of educational attainment say that they are smarter than most Americans, with fully 51% of people with post-graduate...
From Ethan Katsh (U Mass):
The 2014 International Online Dispute Resolution Conference will be held in Silicon Valley and San Francisco, June 25-27, 2014. ODR 2014 <http://www.odr2014.org> will bring together the technology, law and dispute resolution communities, academic researchers, representatives of financial institutions, ecommerce and social media companies, and social justice advocates using innovative technologies to leverage change. It will be preceded by a “Hack for Justice”...
After the parties signed a term sheet in mediation to resolve a class action, one side tried to prevent the document from being introduced in court based on a mediation confidentiality agreement, but a federal trial court concluded that if a full settlement had been reached the term sheet would be admissible regardless of the confidentiality agreement, and the court could review the document to make that determination. The court noted that neither the U.S. Court of Appeals for the Seventh Circuit...
I blogged yesterday (here) about FINRA’s Board of Governors’ Decision finding that Schwab violated FINRA’s rules by inserting a class action waiver in the PDAA in its customer agreement. A few additional aspects of the decision are worth mentioning.
First, FINRA’s Enforcement Department appealed the lower hearing panel’s adverse ruling to FINRA’s National Adjudicatory Council (NAC), the body that typically hears appeals from Disciplinary Hearing Panel rulings. Yet, the Board of Governors,...
In a stunning but hoped-for result (based on am amicus brief I co-authored in the case), FINRA’s Board of Governors reversed a disciplinary hearing panel decision in the FINRA v Schwab enforcement action. (See some of my previous blog posts on the subject, here, here and here.) That hearing panel had held, among other things, that Schwab’s class action waiver in its standard customer agreement’s pre-dispute arbitration clause violated FINRA rules but those rules could not be enforced...